Managing an AML Compliance Program
Required by law, all financial institutions must have an AML compliance program in place. During this webinar, we will discuss the 4 pillars of an effective program, reporting, onboarding and continuous monitoring. (Rec. 2/23/23)
Recorded: February 23rd, 2023
Required by law, all financial institutions must have an AML compliance program in place. It's important to understand how and why management creates the tone, the internal controls, how to put the right structure in place, and to understand customer risk ratings and the ongoing monitoring of each account. The rules & regulations around AML have to be understood in the context of training, policies & procedures, exam management, internal controls (which are in place to prevent bad actors from invading an institution), understand the need of a risk assessment.
During this webinar, we will discuss the 4 pillars of an effective program, reporting, onboarding and continuous monitoring.
Intended Audience: Financial Professionals interested in
- AML basics: an intro to AML
- The types of red flags that may arise
- Reporting Process
- Escalation protocols
- and more!
- Your registration includes:
- A copy of the presentation materials
- Unlimited video replay
Refund Policy:
If you will have any issues with attending the simulcast, we offer a No Questions Asked Refund Policy any time before the start of a live simulcast.
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